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Norman Howard Siegal

37 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
N/A
Firm Size
19 advisors
Number of Clients
6 clients
Average Client Portfolio
Not specified
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Location

1301 East Ninth Street, Suite 1500, Cleveland, OH, 44114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northcoast Research Partners, LLC
January 2024 - Present · 2 yrs 1 mo
Northcoast Research Partners, LLCBroker
February 2010 - Present · 16 yrs
Previous Registrations
America Northcoast Securities, INC.Broker
August 2009 - June 2017 · 7 yrs 10 mos
Keybanc Capital Markets INC.Broker
November 1995 - August 2009 · 13 yrs 9 mos
Roulston Research CORP.Broker
September 1989 - November 1995 · 6 yrs 2 mos
Prudential-Bache Securities INC.Broker
November 1987 - May 1989 · 1 yr 6 mos
State Registrations11 states
CTDEFLMAMDMIMNNJNYOHPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Norman Howard Siegal - Financial Advisor | TrueAdvisor