RC
RC

Richard Clark

39 Years of Experience
Broker

Richard Clark is a registered investment advisor at Bofa Securities, INC., based in New York, NY, with 39 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
N/A
Firm Size
5 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One Bryant Park, Gbam - Global Ficc - Mbam - Public Municipal Mkts, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Bofa Securities, INC.Broker
November 2018 - Present · 7 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2007 - Present · 18 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - Present · 20 yrs 1 mo
Previous Registrations
Advest, INC.Broker
February 1998 - March 2006 · 8 yrs 1 mo
Gruntal & CO., L.L.C.Broker
February 1996 - February 1998 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1986 - February 1996 · 9 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.