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Richard Clark

Bofa Securities, INC.
39 Years of Experience
Broker
View SEC Summary
View SEC Summary
Bofa Securities, INC.
Compensation
N/A
Firm Size
6 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Location

One Bryant Park, Gbam - Global Ficc - Mbam - Public Municipal Mkts, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Bofa Securities, INC.Broker
November 2018 - Present · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2007 - Present · 18 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - Present · 19 yrs 11 mos
Previous Registrations
Advest, INC.Broker
February 1998 - March 2006 · 8 yrs 1 mo
Gruntal & CO., L.L.C.Broker
February 1996 - February 1998 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1986 - February 1996 · 9 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.