Pedro Harth-Silva is a registered investment advisor, based in Fort Lauderdale, FL, with 39 years of industry experience.
Location
200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL, 33301
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Regulatory History (1)
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Customer Dispute
October 1998Denied
Other Business Activities
Pedro is the CEO of Harth-Silva & Associates, LLC, an investment-related support company created for tax reporting and fee collection from PWA. He spends a few hours per week on this business.
Employment History
Current Registrations
Pwa Securities, LLCBroker
August 2023 - Present · 2 yrs 8 mos
Pwa Securities, LLC
August 2023 - Present · 2 yrs 8 mos
Provenance Wealth Advisors
August 2023 - Present · 2 yrs 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2022 - August 2023 · 1 yr 5 mos
Raymond James Financial Services, INC.Broker
March 2022 - August 2023 · 1 yr 5 mos
Raymond James & Associates, INC.
January 2012 - March 2022 · 10 yrs 2 mos
Raymond James & Associates, INC.Broker
December 2011 - March 2022 · 10 yrs 3 mos
UBS Financial Services INC.
January 2010 - December 2011 · 1 yr 11 mos
UBS Financial Services INC.Broker
January 2010 - December 2011 · 1 yr 11 mos
UBS International INC.
December 2007 - January 2010 · 2 yrs 1 mo
UBS International INC.Broker
December 2007 - January 2010 · 2 yrs 1 mo
Citigroup Global Markets INC.
March 1994 - December 2007 · 13 yrs 9 mos
Citigroup Global Markets INC.Broker
March 1994 - December 2007 · 13 yrs 9 mos
Barnett Investments, INC.Broker
March 1989 - April 1994 · 5 yrs 1 mo
Barnett Bond Service, INC.Broker
June 1988 - April 1989 · 10 mos
Graystone Nash, INC.Broker
May 1988 - June 1988 · 1 mo
Pamco Securities and Insurance ServicesBroker
February 1988 - May 1988 · 3 mos
John Hancock Distributors, INC.Broker
July 1986 - January 1988 · 1 yr 6 mos
State Registrations5 states
CAFLKSMITX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.