Michael Rogan is a registered investment advisor, based in Safety Harbor, FL, with 39 years of industry experience.
Location
200 9th Avenue North, Suite 100, Safety Harbor, FL, 34695
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2002Final
Regulatory
September 1999Final
Other Business Activities
Michael is an investor in The Pub at Safety Harbor, LLC, a non-investment related activity, dedicating minimal time. He is also the President of Rogan & Associates, a Financial Planning RIA, spending full-time hours on this investment-related activity.
Employment History
Current Registrations
J.W. Cole Financial, INC.Broker
May 2025 - Present · 11 mos
Rogan & Associates
July 1997 - Present · 28 yrs 9 mos
Previous Registrations
Rogan & Associates, INC.Broker
April 1997 - December 2025 · 28 yrs 8 mos
Century Securities Associates, INC.Broker
August 1995 - December 1996 · 1 yr 4 mos
Cohig & Associates, INC.Broker
July 1994 - August 1995 · 1 yr 1 mo
Corporate Securities Group, INC.Broker
July 1991 - August 1994 · 3 yrs 1 mo
Pci Financial Services, INC.Broker
February 1990 - June 1991 · 1 yr 4 mos
Donald & CO. Securities INC.Broker
September 1988 - March 1990 · 1 yr 6 mos
R.B. Marich, INC.Broker
July 1987 - October 1988 · 1 yr 3 mos
The Stuart-James Company, INC.Broker
July 1986 - August 1987 · 1 yr 1 mo
First Jersey Securities, INC.Broker
May 1986 - January 1987 · 8 mos
State Registrations13 states
AZCAFLGAILMINCNJNYOHSDTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.