Thomas Luing
Thomas Luing is a CFP-designated registered investment advisor at Capital Management Associates INC, based in Minneapolis, MN, with 36 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 932 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Management Associates offers investment management services where fees are based on a percentage of the assets they manage, ranging from 0.1% to 2% per year, or a fixed fee ranging from $250 to $10,000. They also offer a managed account program where the fee typically ranges from 0.1% to 1% of the account value, which is in addition to the third-party asset manager's fee.
Location
7900 Xerxes Ave. S, Ste 500, Minneapolis, MN, 55431-1120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is involved in several outside business activities, including business consulting through Luing Holdings, LLC and Bridges Financial S Corp, spending a few hours per week on Luing Holdings. He is also an insurance agent selling life, disability, and long-term care insurance, and prepares tax returns for about 10 hours per week during tax season. Finally, he is a board member of Worthington Duck Club, spending minimal time on this activity.
Employment History
Current Registrations
Capital Management Associates INC
Capital Management Securities, INC.Broker
Previous Registrations
LPL Financial Corporation
LPL Financial CorporationBroker
Cambridge Investment Research, INC.Broker
Washington Square Securities, INC.Broker
Stockwalk.com, INC.Broker
Miller, Johnson & Kuehn, IncorporatedBroker
Wells Fargo Securities INC.Broker
Norwest Investment Services, INC.Broker
Norwest Brokerage Services, INC.Broker
Creative Equity Resources, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.