Dino Joseph Macaluso

Pks Advisory Services, LLC

39 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Pks Advisory Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

45 advisors

Number of Clients

4,416 clients

Average Client Portfolio

$205K average

Assets Under Management

$905.4M

Fee Structure

Financial Planning:Included in AUM fee

Location

80 State Street, Albany, NY, 12207

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History

Regulatory History (2)

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Customer Dispute

June 2009

Settled

Customer Dispute

November 2004

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Dino is a registered investment advisor representative at PKSA (PKS Advisory). He is also an insurance agent selling and servicing fixed life insurance and annuity contracts through PKS Financial since 1997.

Employment History

Current Registrations

Pks Advisory Services, LLC

May 2007 - Present · 18 yrs 9 mos

Purshe Kaplan Sterling InvestmentsBroker

March 1997 - Present · 28 yrs 11 mos

Previous Registrations

Prudential Securities IncorporatedBroker

August 1994 - March 1997 · 2 yrs 7 mos

Painewebber IncorporatedBroker

June 1988 - July 1994 · 6 yrs 1 mo

Shearson Lehman Hutton INC.Broker

May 1986 - July 1988 · 2 yrs 2 mos

State Registrations35 states

AZCACOCTDEFLGAIAIDILKSKYMAMDMEMINCNHNJNMNVNYOHOKORPASCSDTXUTVAVTWAWIWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.