DM
DM

Dino Joseph Macaluso

39 Years of Experience
2 DisclosuresBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
45 advisors
Number of Clients
4,416 clients
Average Client Portfolio
$205K average
Assets Under Management
$905.4M

Fee Structure

Financial Planning:Included in AUM fee
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Location

80 State Street, Albany, NY, 12207

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History

Regulatory History (2)
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Customer Dispute
June 2009
Settled
Customer Dispute
November 2004
Settled
Other Business ActivitiesSells Insurance

Dino is a registered investment advisor representative at PKSA (PKS Advisory). He is also an insurance agent selling and servicing fixed life insurance and annuity contracts through PKS Financial since 1997.

Employment History
Current Registrations
Pks Advisory Services, LLC
May 2007 - Present · 18 yrs 9 mos
Purshe Kaplan Sterling InvestmentsBroker
March 1997 - Present · 28 yrs 11 mos
Previous Registrations
Prudential Securities IncorporatedBroker
August 1994 - March 1997 · 2 yrs 7 mos
Painewebber IncorporatedBroker
June 1988 - July 1994 · 6 yrs 1 mo
Shearson Lehman Hutton INC.Broker
May 1986 - July 1988 · 2 yrs 2 mos
State Registrations35 states
AZCACOCTDEFLGAIAIDILKSKYMAMDMEMINCNHNJNMNVNYOHOKORPASCSDTXUTVAVTWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.