Alexander Adams is a registered investment advisor at Adams Financial Concepts, LLC, based in Seattle, WA, with 39 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 150 clients with $80M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2M+ | 1.75% |
Schedule shown is for Equity and Balanced accounts. Fixed Asset accounts have a different fee schedule: First $500,000: 1.10%, Next $500,000: 0.92%, Next $1,000,000: 0.75%, Assets over $2,000,000: 0.60%. Families with multiple accounts will be combined to receive a lower tiered fee. Fees and account minimums can be negotiated.
Fee Estimator
Location
1001 Fourth Avenue, Suite 4330, Seattle, WA, 98154
Get directionsHistory
Regulatory History (1)
Regulatory
February 2014Other Business Activities
Alexander is a member of the board of directors of Evdense Holding Company since 2017. This requires minimal time each month.
Employment History
Current Registrations
Adams Financial Concepts, LLC
Previous Registrations
Mid Atlantic Capital CorporationBroker
Mid Atlantic Financial Management, INC.
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
Painewebber IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.