Bruce Carrow
Bruce Carrow is a CFP, ChFC-designated registered investment advisor at Capital Insights Group of Wny, LLC., based in Buffalo, NY, with 38 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 120 clients with $43M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.50% |
| $3.0M - $5.0M | 0.40% |
| $5M+ | 0.30% |
Fees may be negotiable.
Fee Estimator
Location
640 Ellicott Street, Mailbox 10, Buffalo, NY, 14203
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 1998Other Business Activities
Bruce is an independent contractor and fee-based business exit advisor for Value Cap Inc., a business brokerage and consulting firm, spending about a quarter of his time on this. He also owns and operates rental property, dedicating minimal time to it.
Employment History
Current Registrations
Capital Insights Group of Wny, LLC.
Previous Registrations
M&t Securities, INC.
M&t Securities, INC.Broker
Hsbc Brokerage (USA) INC.Broker
New England SecuritiesBroker
New England SecuritiesBroker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.