James Vanderbeek
James Vanderbeek is a registered investment advisor at Connect Financial Advisors, based in Providence, UT, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 518 clients with $67M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Connect Financial Advisors charges a fee based on the value of your portfolio. The exact fee is negotiated with each client and falls within a range of 0.50% to 2.00% per year. The fee is calculated and charged monthly in advance. The factors used to determine the advisory fee include the number of accounts, the size of the relationship, whether the account is actively or passively managed, and the frequency of reviews.
Location
Providence, UT
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2013Other Business ActivitiesSells Insurance
James owns rental properties and spends minimal time managing Vanel Management LLC, a management company for rental properties. He also owns Vancor Inc. and spends a few hours per week on non-variable insurance activities.
Employment History
Current Registrations
Connect Financial Advisors
Previous Registrations
Keystone Wealth Advisors
Vanderbeek Advisors LLC
LPL Financial LLC
Allegis Advisors, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.