FC
FC

Frank Congemi

39 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,151 clients
Average Client Portfolio
$611K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$75K
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Location

Rockaway Park, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Frank is a licensed insurance agent selling life and long-term care insurance, dedicating a few hours per week. He also works as a solicitor for an investment advisory firm (about half his time) and is a registered representative with Benefactor Financial (full-time).

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
April 2022 - Present · 3 yrs 10 mos
Beam Wealth Advisors, INC.
May 2018 - Present · 7 yrs 9 mos
Previous Registrations
Securities America, INC.Broker
July 2015 - April 2022 · 6 yrs 9 mos
LPL Financial LLCBroker
September 2009 - July 2015 · 5 yrs 10 mos
LPL Financial LLC
September 2009 - May 2011 · 1 yr 8 mos
Mutual Service Corporation
April 2009 - September 2009 · 5 mos
Mutual Service CorporationBroker
June 1995 - September 2009 · 14 yrs 3 mos
Royal Alliance Associates, INC.Broker
November 1989 - May 1995 · 5 yrs 6 mos
First Investors CorporationBroker
May 1986 - November 1989 · 3 yrs 6 mos
State Registrations22 states
ALAZCACTFLGAILKYLAMAMDMEMIMONCNJNYOKPASCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Frank Congemi - Financial Advisor | TrueAdvisor