MM
CFP
MM
CFP

Marie Schulz Marks

38 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

8555 River Road, Suite 300, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Marie works as a senior retirement plan specialist at Sikich Financial, an RIA, focusing on retirement plan sales. This activity takes nearly full-time hours.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
August 2024 - Present · 1 yr 6 mos
Sikich Financial
March 2020 - Present · 5 yrs 11 mos
Previous Registrations
Triad Advisors LLCBroker
August 2020 - August 2024 · 4 yrs
Park Avenue Securities LLCBroker
August 2017 - March 2020 · 2 yrs 7 mos
Park Avenue Securities LLC
August 2017 - March 2020 · 2 yrs 7 mos
Kestra Advisory Services, LLC
April 2016 - August 2017 · 1 yr 4 mos
Kestra Investment Services, LLCBroker
August 2014 - August 2017 · 3 yrs
NFP Advisor Services, LLC
August 2014 - September 2016 · 2 yrs 1 mo
Klear Financial, INC.
April 2014 - December 2014 · 8 mos
Financial Telesis INCBroker
February 2014 - August 2014 · 6 mos
Financial Telesis, INC.
February 2014 - August 2014 · 6 mos
Cambridge Investment Research Advisors, INC.
May 2006 - December 2013 · 7 yrs 7 mos
Cambridge Investment Research, INC.Broker
May 2006 - December 2013 · 7 yrs 7 mos
Northwestern Mutual Investment Services,llc
October 2005 - May 2006 · 7 mos
Northwestern Mutual Investment Services, LLCBroker
September 2005 - May 2006 · 8 mos
Planned Investment CO., INC.Broker
January 2003 - July 2005 · 2 yrs 6 mos
Planned Investment CO., INC.
January 2003 - July 2005 · 2 yrs 6 mos
Prudential Securities Incorporated
October 2000 - January 2003 · 2 yrs 3 mos
Prudential Securities IncorporatedBroker
October 2000 - January 2003 · 2 yrs 3 mos
Robert W. Baird & CO. IncorporatedBroker
May 2000 - October 2000 · 5 mos
Northwestern Mutual Investment Services, LLCBroker
November 1988 - May 2000 · 11 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
April 1988 - May 2000 · 12 yrs 1 mo
Nml Equity Services, INC.Broker
April 1988 - June 1988 · 2 mos
Firstmark Investor Services, INC.Broker
December 1986 - February 1988 · 1 yr 2 mos
State Registrations1 state
IN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.