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Gregory Allen Baldwin

Pks Advisory Services, LLC
39 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Pks Advisory Services, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
45 advisors
Number of Clients
4,416 clients
Average Client Portfolio
$205K average
Assets Under Management
$905.4M

Fee Structure

Financial Planning:Included in AUM fee

Location

80 State Street, Albany, NY, 12207

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History

Regulatory History (1)
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Customer Dispute
January 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gregory is an insurance agent at PKSF, providing fixed insurance products, dedicating a few hours per week. He is also an IAR with PKS Advisory Services, spending about a quarter of his time on this. Finally, Gregory is President of Matrix Insurance & Business Solutions, selling insurance products to individuals and businesses, taking nearly full-time hours.

Employment History
Current Registrations
Pks Advisory Services, LLC
July 2016 - Present · 9 yrs 7 mos
Purshe Kaplan Sterling InvestmentsBroker
January 2015 - Present · 11 yrs 1 mo
Previous Registrations
Matrix Wealth Management, INC.
December 2014 - December 2020 · 6 yrs
FsicBroker
January 2007 - December 2014 · 7 yrs 11 mos
Fsic
January 2007 - December 2014 · 7 yrs 11 mos
Esi Financial Advisors
April 1995 - December 2006 · 11 yrs 8 mos
Equity Services, INC.Broker
January 1995 - December 2006 · 11 yrs 11 mos
Locust Street Securities, INC.Broker
August 1993 - January 1995 · 1 yr 5 mos
Transamerica Financial Resources, INC.Broker
April 1993 - August 1993 · 4 mos
G. R. Phelps & CO., INC.Broker
March 1986 - August 1993 · 7 yrs 5 mos
State Registrations5 states
CANCNVORWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.