Gregory Baldwin
Gregory Baldwin is a registered investment advisor at Pks Advisory Services, LLC, based in Albany, NY, with 40 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 4,416 clients with $910M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
PKS Advisory Services provides investment management for an annual fee based on the value of your investments. The fee can be up to 2.75% and varies depending on the amount you invest, the type of services you need, and the experience of the advisor. This fee does not include brokerage commissions or other transaction costs.
Location
80 State Street, Albany, NY, 12207
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2010Other Business ActivitiesSells Insurance
Gregory is an insurance agent at PKSF, providing fixed insurance products, dedicating a few hours per week. He is also an IAR with PKS Advisory Services, spending about a quarter of his time on this. Finally, Gregory is President of Matrix Insurance & Business Solutions, selling insurance products to individuals and businesses, taking nearly full-time hours.
Employment History
Current Registrations
Pks Advisory Services, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Matrix Wealth Management, INC.
FsicBroker
Fsic
Esi Financial Advisors
Equity Services, INC.Broker
Locust Street Securities, INC.Broker
Transamerica Financial Resources, INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.