Anthony Garcia
Anthony Garcia is a registered investment advisor at Apollon Wealth Management, LLC, based in Mount Pleasant, SC, with 39 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 6,762 clients with $7.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Apollon Wealth charges an annual advisory fee based on the value of your portfolio or a flat dollar fee, up to 2.00% annually. Additional costs may apply for accounts invested with sub-advisors or in certain investment strategies, such as Direct Indexing (0.10% fee) or accounts managed by CJ Lawrence division (0.30% fee). Some strategies have a supplemental cost that replaces the standard fee, paid directly by the program sponsor. Fees are negotiable and can vary based on the size and complexity of the relationship. There may be an account minimum, which can cause the total annual effective fee rate to be higher than 2.00%.
Location
111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2008Customer Dispute
April 2003Customer Dispute
March 2002Other Business ActivitiesSells Insurance
Anthony is the 100% owner of Garcia Asset MGMT, LLC, established in 2012, which he uses for tax purposes related to his securities business expenses, dedicating about a quarter of his time without compensation. He is also an independent insurance agent at the same location.
Employment History
Current Registrations
Apollon Wealth Management, LLC
Previous Registrations
Fortune Financial Services, INC.Broker
Blue Chip Wealth Management, INC.
International Assets Advisory, LLCBroker
Daniel Wealth Advisors
Mutual Securities, INC.Broker
Platinum Wealth Partners, INC.
Lasalle St Securities, L.L.C.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Morgan Stanley Dw INC.Broker
Morgan Stanley
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Litwin Securities INC.Broker
Thomson Mckinnon Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.