Jeffrey Warnock
Jeffrey Warnock is a CFP, ChFC-designated registered investment advisor at The Baldwin Group Wealth Advisors, LLC, based in Irvine, CA, with 39 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 1,833 clients with $21B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baldwin Group Wealth Advisors' investment management fees are based on a percentage of your portfolio, typically charged quarterly in advance. The annual fee generally ranges from 0.25% to 1.75%, but can vary based on the region, third-party program selections, and requested services. Clients may also incur transaction charges and fund expenses. Clients participating in advisory programs may be assessed other fees related to their account with the custodian and retained by the custodian and/or remitted to third parties. If the firm utilizes the services of a platform provider or independent manager, clients will also pay those parties' separate fees.
Location
2211 Michelson Drive, Suite 470, Irvine, CA, 92612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey is a registered investment advisor with The Baldwin Group Wealth Advisors, LLC, taking nearly a full-time commitment. He is also a registered representative with Equitable Advisors, LLC, spending about 10-20% of his time, and an independent insurance agent offering insurance products to consumers and clients, dedicating a few hours per week.
Employment History
Current Registrations
The Baldwin Group Wealth Advisors, LLC
Equitable Advisors, LLCBroker
Previous Registrations
Burnham Gibson Wealth Advisors, INC.
AXA Advisors, LLC
The Equitable Life Assurance Society of the United StatesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.