Mark Dorfman is a ChFC-designated registered investment advisor at Nosuris, INC., based in Lynbrook, NY, with 39 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 200 clients with $95M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1M+ | 1.00% |
Total fees charged by both parties will not exceed 3% of assets under management per year. Annual fee is negotiable.
Fee Estimator
Location
700 Merrick Road, Lynbrook, NY, 11563
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2008Regulatory
April 2000Other Business ActivitiesSells Insurance
Mark is involved in several business activities, including real estate brokerage, insurance wholesale as President of ODI Agency, and as a principal at Oberlander Dorfman, Inc. He also facilitates life insurance sales and is a registered representative and insurance agent.
Employment History
Current Registrations
Nosuris, INC.
Comprehensive Capital Management, INC.
Apw Capital, INC.Broker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Hartford Equity Sales Company INC.Broker
Hartford Equity Sales Company INC.Broker
Wise Planning CORP.Broker
Integrated Resources Equity CorporationBroker
Capital Analysts, IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.