AO
CFP
AO
CFP

Andrea Lee Orlando

39 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
205 advisors
Number of Clients
9,865 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$15.0B

Fee Structure

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Location

Oceanside, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrea is an Investment Advisor Representative (IAR) with Summit Financial, Inc., dedicating full-time hours to advising clients. Andrea also offers insurance as a broker or agent through numerous insurance companies, including SRM, an affiliated company, and earns compensation based on sales.

Employment History
Current Registrations
Summit Financial, LLC
January 2019 - Present · 7 yrs 1 mo
Purshe Kaplan Sterling Investments
September 2018 - Present · 7 yrs 5 mos
Purshe Kaplan Sterling InvestmentsBroker
September 2018 - Present · 7 yrs 5 mos
Previous Registrations
Summit Financial Resources INC
June 2002 - September 2018 · 16 yrs 3 mos
Summit Equities INC
May 2002 - December 2018 · 16 yrs 7 mos
MML Investors Services, INC.Broker
January 1988 - April 1990 · 2 yrs 3 mos
Massachusetts Mutual Life Insurance CompanyBroker
August 1987 - January 1988 · 5 mos
Summit Equities, INC.Broker
January 1987 - September 2018 · 31 yrs 8 mos
W. S. Griffith & CO., INC.Broker
January 1986 - November 1986 · 10 mos
State Registrations12 states
CACOCTFLGALAMANHNJNYPAVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrea Lee Orlando - Financial Advisor | TrueAdvisor