Gerardo Arturo Chapa

Gfs Advisors LLC

39 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingHigh Net Worth

Gfs Advisors LLC

Compensation

Fee-Only (AUM)

Firm Size

10 advisors

Number of Clients

722 clients

Average Client Portfolio

$4.5M average

Assets Under Management

$3.3B

Fee Structure

Location

1330 Post Oak Blvd., Suite 2100, Houston, TX, 77056

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History

Regulatory History (2)

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Customer Dispute

April 2008

Settled

Regulatory

December 2005

Final

View Full SEC Report How to Read Disclosures

Other Business Activities

Gerardo works as an Investment Advisory Representative at GFS Advisors LLC since 2007. He spends about half his time managing advisory accounts.

Employment History

Current Registrations

Global Financial Services, L.L.C.Broker

September 2022 - Present · 3 yrs 5 mos

Gfs Advisors LLC

May 2007 - Present · 18 yrs 9 mos

Previous Registrations

Global Financial Services, L.L.C.Broker

July 1994 - March 2022 · 27 yrs 8 mos

Global Financial Services, LLC

July 1994 - August 2008 · 14 yrs 1 mo

Kidder, Peabody & CO. IncorporatedBroker

February 1988 - July 1994 · 6 yrs 5 mos

Goldman, Sachs & CO.Broker

April 1986 - March 1988 · 1 yr 11 mos

State Registrations9 states

AZCACODEFLMIOHSDTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.