DS
CFP
DS
CFP

David Lee Stevens

39 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
577 clients
Average Client Portfolio
$804K average
Assets Under Management
$463.9M

Fee Structure

Minimum Investment:$10K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.50%
$100K - $250K1.25%
$250K - $2.0M1.00%
$2.0M - $5.0M0.90%
$5.0M - $10.0M0.80%
$10.0M - $15.0M0.65%
$15.0M - $20.0M0.50%
$20.0M - $25.0M0.40%
$25.0M - $30.0M0.35%
$30M+0.30%

Fees are negotiable with management approval.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9605 Kingston Court, Suite 190, Lone Tree, CO, 80112

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David works as an IAR under A&I Financial Services LLC and A&I Wealth Management, and is an independent representative with various insurance carriers for fixed products. He also serves as trustee/co-trustee for family members and the Tweedy Family Irrevocable Trust, and is associated with David L Stevens and Assoc Inc.

Employment History
Current Registrations
A & I Wealth Management
January 2019 - Present · 7 yrs 1 mo
Geneos Wealth Management, INC.
April 2008 - Present · 17 yrs 10 mos
Geneos Wealth Management, INC.Broker
April 2008 - Present · 17 yrs 10 mos
Previous Registrations
Irongate Financial Services, INC.
February 1999 - February 2019 · 20 yrs
Royal Alliance Associates, INC.
January 1999 - April 2008 · 9 yrs 3 mos
Royal Alliance Associates, INC.Broker
January 1994 - April 2008 · 14 yrs 3 mos
Sun Investment Services CompanyBroker
July 1992 - January 1994 · 1 yr 6 mos
Farwest Securities, INC.Broker
February 1989 - August 1992 · 3 yrs 6 mos
B.C. Christopher Securities CO.Broker
December 1988 - January 1989 · 1 mo
Morison Securities, INC.Broker
October 1988 - December 1988 · 2 mos
Sma Equities, INC.Broker
January 1986 - October 1988 · 2 yrs 9 mos
State Registrations7 states
COFLMINCNENMWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.