Mark Millar
Mark Millar is a registered investment advisor at Symphony Financial Services, INC., based in Akron, OH, with 40 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 7 more. Their firm serves 641 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Symphony Financial offers asset management and comprehensive portfolio management services. The maximum annual fee for asset management is 2.00% of the account value. The maximum annual fee for comprehensive portfolio management is 2.50% of the account value. Fees are negotiable and are deducted from the account quarterly.
Location
4100 Embassy Parkway, Suite 100, Akron, OH, 44333
Get directionsHistory
Regulatory History (1)
Financial
April 2022Other Business Activities
Mark operates his LPL business under the DBA Symphony Financial Services, Inc. He also provides investment advisory services through Symphony Financial Services, Inc. as an IAR, spending about 10% of his time on this activity.
Employment History
Current Registrations
Symphony Financial Services, INC.
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prescott, Ball & Turben, INC.Broker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.