James Thomas
James Thomas is a registered investment advisor at Independence Capital CO., INC., based in Parma, OH, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 295 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 1.50% |
| $500K - $2.5M | 1.00% |
| $2.5M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
5579 Pearl Road, Suite 100, Parma, OH, 44129
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent selling fixed life and annuity products since 2022, dedicating about 10-20% of his time to this. He also officiates high school volleyball, starting in August 2022, for which he receives per-game pay.
Employment History
Current Registrations
Independence Capital CO., INC.
Independence Capital CO., INC.
Independence Capital CO., INC.Broker
Previous Registrations
The Huntington Investment Company
The Huntington Investment CompanyBroker
LPL Financial Corporation
LPL Financial CorporationBroker
Mutual Service Corporation
Mutual Service CorporationBroker
Lowry Financial Services CorporationBroker
Edward D. Jones & CO., L.P.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.