Suellen Estes
Suellen Estes is a registered investment advisor at Great Lakes Bay Financial, based in Saginaw, MI, with 39 years of industry experience. Suellen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of assets, anticipated future earning capacity, anticipated future additional assets, dollar amounts of assets to be managed, related accounts, account composition, negotiations with Clients, etc.).
Fee Estimator
Location
4901 Towne Centre Road, Suite 113, Saginaw, MI, 48604
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Suellen is an independent insurance agent selling fixed insurance products since 2009. She spends minimal time on insurance sales.
Employment History
Current Registrations
Great Lakes Bay Financial
Previous Registrations
Great Lakes Bay Financial
Belpointe Asset Management LLC
Richmark Private Wealth Management
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
L.M. Kohn & Company
L.M. Kohn & CompanyBroker
Leonard and Company
Leonard & CompanyBroker
Citigroup Global Markets INC.Broker
Comerica SecuritiesBroker
Washington Square Securities, INC.Broker
North American Financial Group, INC.Broker
Aal Capital Management CorporationBroker
Thomson Mckinnon Securities INC.Broker
Ids Marketing CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.