FP
FP

Frank James Pavlica

39 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
9 advisors
Number of Clients
2,520 clients
Average Client Portfolio
$361K average
Assets Under Management
$910.0M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

9501 W 144th Place, Orland Park, IL, 60462-2562

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Frank is involved in tax preparation, accounting, and bookkeeping through Frank J. Pavlica CPA LTD, dedicating nearly all of his time to this. He also serves on the board of directors for Cornerstone Bank & Trust Company, is an IAR with Strategic Investment Solutions, Inc, and occasionally sells fixed life insurance or fixed annuities.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2018 - Present · 8 yrs 1 mo
Strategic Investment Solutions, INC.
December 2010 - Present · 15 yrs 2 mos
Previous Registrations
LPL Financial LLCBroker
September 2009 - December 2017 · 8 yrs 3 mos
LPL Financial LLC
September 2009 - January 2016 · 6 yrs 4 mos
Waterstone Financial Group, INC.
January 2005 - September 2009 · 4 yrs 8 mos
Waterstone Financial Group, INC.Broker
October 2002 - September 2009 · 6 yrs 11 mos
Successful Retirement Planning Institute, INC.
February 1998 - February 2011 · 13 yrs
Dreher & Associates, INC.Broker
May 1989 - October 2002 · 13 yrs 5 mos
Howe Barnes Investments, INC.Broker
February 1986 - June 1989 · 3 yrs 4 mos
Plansmith Securities,inc.Broker
November 1985 - January 1986 · 2 mos
State Registrations1 state
IL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.