Daniel Dougherty
Daniel Dougherty is a ChFC-designated registered investment advisor at Horter Investment Management, LLC, based in Springfield, PA, with 14 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,302,710 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Horter Investment Management charges an annual advisory fee based on a percentage of the value of your investments, assessed quarterly. The maximum annual fee is 1.99%, which includes investment management, program administration, and financial professional compensation. Fees may be negotiable based on factors like client type and account size. Horter offers different portfolio management programs with varying fees. For retirement plan asset management using indexed funds, the fee is 0.50%. Non-discretionary accounts are charged 0.1% with a $50 minimum quarterly fee.
Location
1489 Baltimore Pike, Suite 213, Springfield, PA, 19064
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is a managing partner at Absolute Wealth Management, LLC, dedicating about half of his time to insurance solutions and the other half to investment planning. He also serves as an advisory board member for Fusematic Corporation and a managing partner at Prestige Strategies, LLC, which offers premium financed life insurance.
Employment History
Current Registrations
Horter Investment Management, LLC
Previous Registrations
Cadaret Grant & CO INC
State Registrations1 state
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