James Donald Klepper

Highland Capital Management, LLC

29 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Highland Capital Management, LLC

Compensation

Fee-Only (AUM)

Firm Size

11 advisors

Number of Clients

1,044 clients

Average Client Portfolio

$3.4M average

Assets Under Management

$3.5B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Minimum Annual Fee:$10,000

Location

850 Ridge Lake Blvd, Suite 205, Memphis, TN, 38120

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Highland Capital Management, LLC

August 2024 - Present · 1 yr 6 mos

Previous Registrations

The Benchmark Company, LLCBroker

January 2021 - July 2024 · 3 yrs 6 mos

Foreside Fund Services, LLCBroker

May 2020 - October 2020 · 5 mos

Wolfe Research SecuritiesBroker

January 2017 - September 2018 · 1 yr 8 mos

StephensBroker

August 2009 - December 2016 · 7 yrs 4 mos

Morgan Keegan & Company, INC.

March 2004 - August 2009 · 5 yrs 5 mos

Morgan Keegan & Company, INC.Broker

September 1995 - August 2009 · 13 yrs 11 mos

Municipal Securities, IncorporatedBroker

December 1988 - April 1989 · 4 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

January 1986 - January 1987 · 1 yr

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.