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David James

Coastal Bridge Advisors
40 Years of Experience
6 Disclosures
View SEC Summary
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David James is a registered investment advisor at Coastal Bridge Advisors, based in Eagle, ID, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,584 clients with $4.6B in assets under management.

Coastal Bridge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,584 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$4.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.80%
$10.0M - $50.0M0.65%
$50M+0.50%

The fee rate shown applies only to client assets in that tier. Fees for assets under management in accounts held at Cidel Bank & Trust, Inc. will be negotiated and will generally be higher than the fee schedule set forth herein.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Eagle, ID

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2019
Denied
Customer Dispute
August 2016
Settled
Employment Separation After Allegations
August 2016
Customer Dispute
August 2016
Settled
Customer Dispute
August 2000
Pending
Customer Dispute
February 1995
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David serves as a trustee for the Gretchen Rodkey Clark 2006 Insurance Trust, ensuring premiums are paid. This activity is not investment-related.

Employment History
Current Registrations
Coastal Bridge Advisors
September 2016 - Present · 9 yrs 7 mos
Previous Registrations
UBS Financial Services INC.Broker
May 2011 - September 2016 · 5 yrs 4 mos
UBS Financial Services INC.
May 2011 - September 2016 · 5 yrs 4 mos
Oppenheimer & CO. INC.
November 2007 - May 2011 · 3 yrs 6 mos
Oppenheimer Asset Management
April 2003 - November 2007 · 4 yrs 7 mos
Oppenheimer & CO. INC.Broker
January 2003 - May 2011 · 8 yrs 4 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
November 1997 - January 2003 · 5 yrs 2 mos
Cibc World Markets CORP.Broker
May 1997 - January 2003 · 5 yrs 8 mos
Oppenheimer & CO., INC.Broker
July 1994 - April 1997 · 2 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1990 - June 1994 · 3 yrs 7 mos
Dean Witter Reynolds INC.Broker
February 1988 - November 1990 · 2 yrs 9 mos
Dean Witter Reynolds INC.Broker
February 1988 - November 1990 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1985 - March 1988 · 2 yrs 4 mos
State Registrations1 state
CA
Advisor

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Exams
No exam information available for this advisor.