Gary Dorfman is a registered investment advisor at Thryve Wealth Management, based in Santa Barbara, CA, with 17 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 32 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.40% |
| $2.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.15% |
| $10M+ | 1.00% |
Fees are negotiable and may vary among clients with similar account sizes and objectives. Direct indexing clients pay additional fees starting at 0.30%.
Fee Estimator
Location
523 Chapala Street, Unit 2, Santa Barbara, CA, 93101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Thryve Wealth Management
Previous Registrations
Strive Asset Management
One Capital Management, LLC
Beacon Pointe Advisors, LLC
Beacon Pointe Wealth Advisors, LLC
Pacific Pointe Advisors LLC
Manchester Capital Management LLC
Citigroup Global Markets INC.
State Registrations2 states
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