Carol Gangewer is a registered investment advisor, based in Conshohocken, PA, with 33 years of industry experience.
Location
300 Conshohocken State Road, Suite 230, Conshohocken, PA, 19428
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Keel Point Capital, LLCBroker
January 2023 - Present · 3 yrs 3 mos
Keel Point Capital, LLC
January 2023 - Present · 3 yrs 3 mos
Compass Ion Advisors, LLC
January 2014 - Present · 12 yrs 3 mos
Previous Registrations
Apw Capital, INC.Broker
January 2009 - January 2023 · 14 yrs
Comprehensive Capital Management, INC.
January 2009 - January 2014 · 5 yrs
Ege Advisors, LTD.
January 2006 - December 2008 · 2 yrs 11 mos
Emerging Growth Equities, LTD.Broker
July 2001 - December 2008 · 7 yrs 5 mos
Investec Pmg CapitalBroker
December 1992 - July 2001 · 8 yrs 7 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.