Judd Peterson is a registered investment advisor, based in Kingston, NY, with 39 years of industry experience.
Location
45 Pine Grove Ave, Suite 301, Kingston, NY, 12401
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Judd works full-time in sales for Miller/Howard Investments Inc., an asset manager. He has been in this role since 2011.
Employment History
Current Registrations
Foreside Fund Services, LLC
December 2015 - Present · 10 yrs 4 mos
Foreside Fund Services, LLCBroker
December 2015 - Present · 10 yrs 4 mos
Miller Howard Investments INC
May 2012 - Present · 13 yrs 11 mos
Previous Registrations
Tangent Capital Partners, LLCBroker
May 2013 - December 2015 · 2 yrs 7 mos
Allstate Financial Advisors, LLC
February 2010 - October 2011 · 1 yr 8 mos
Allstate Financial Services, LLCBroker
November 2009 - October 2011 · 1 yr 11 mos
RBC Capital Markets Corporation
April 2005 - August 2009 · 4 yrs 4 mos
RBC Capital Markets CorporationBroker
March 1998 - August 2009 · 11 yrs 5 mos
Dain Rauscher IncorporatedBroker
October 1994 - March 1998 · 3 yrs 5 mos
John G. Kinnard and Company, IncorporatedBroker
October 1985 - October 1994 · 9 yrs
State Registrations51 states
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Exams
No exam information available for this advisor.