Alec Bruce Abbott

The Norden Group LLC

39 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingHigh Net Worth

The Norden Group LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

23 advisors

Number of Clients

1,563 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$1.7B

Fee Structure

Location

5255 N Edgewood Drive, Suite 225, Provo, UT, 84604

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2018

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alec is an insurance broker since 1989, selling life, long-term care, and disability insurance, dedicating a few hours per week. Alec also serves on the board of advisors for Medalist Diversified REIT, Inc., spending minimal time advising on real estate matters.

Employment History

Current Registrations

The Norden Group LLC

May 2024 - Present · 1 yr 9 mos

Previous Registrations

Baker Tilly Capital, LLCBroker

November 2020 - May 2024 · 3 yrs 6 mos

Baker Tilly Wealth Management, LLC

November 2020 - May 2024 · 3 yrs 6 mos

Dfpg Investments, LLCBroker

February 2019 - November 2020 · 1 yr 9 mos

Allegis Investment Services, LLCBroker

June 2017 - March 2019 · 1 yr 9 mos

Sagepoint Financial, INC.Broker

October 2005 - July 2017 · 11 yrs 9 mos

Sunamerica Securities, INC.

January 2005 - January 2005 · 0 mos

Sunamerica Securities, INC.Broker

December 2004 - October 2005 · 10 mos

Constellation Advisors

April 2001 - December 2004 · 3 yrs 8 mos

Hagerty, Stewart & Associates, INC.Broker

February 2001 - November 2001 · 9 mos

The Seidler Companies IncorporatedBroker

January 2001 - December 2004 · 3 yrs 11 mos

Squar Milner Financial Services, LLC

June 2000 - December 2020 · 20 yrs 6 mos

Hagerty, Stewart & Associates, INC.Broker

December 1999 - January 2001 · 1 yr 1 mo

New England SecuritiesBroker

August 1989 - December 1999 · 10 yrs 4 mos

Cigna Securities, INC.Broker

April 1988 - August 1989 · 1 yr 4 mos

Rance King Securities CORP.Broker

November 1986 - April 1988 · 1 yr 5 mos

Katersky Securities, INC.Broker

January 1986 - February 1989 · 3 yrs 1 mo

State Registrations2 states

CATX

Advisor

Exams

No exam information available for this advisor.