JP
JP

John Thomas Pineman

35 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,561 clients
Average Client Portfolio
$183K average
Assets Under Management
$285.4M

Fee Structure

Minimum Investment:$5K
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Location

Highlands Ranch, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John owns Pineman Investment & Consulting, Inc. and is President/CEO of Pineman Capital, Inc., spending about half his time on these activities. He also works as an account executive selling fixed insurance and annuity products for Pinnacle Insurance & Financial Services and InsurMark, dedicating about 10-20% of his time to each.

Employment History
Current Registrations
Modern Capital Advisors, LLC
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Liberty Partners Financial Services, LLCBroker
August 2012 - October 2025 · 13 yrs 2 mos
Modern Capital Advisors, LLC
August 2012 - December 2021 · 9 yrs 4 mos
Pineman Capital Advisors, INC.
March 2012 - August 2012 · 5 mos
Brokersxpress LLCBroker
January 2010 - August 2012 · 2 yrs 7 mos
Brokersxpress LLC
January 2010 - August 2012 · 2 yrs 7 mos
Gunnallen Financial, INC
October 2006 - February 2010 · 3 yrs 4 mos
Gunnallen Financial, INCBroker
July 2006 - February 2010 · 3 yrs 7 mos
Tripp & CO., INC.Broker
June 2002 - July 2006 · 4 yrs 1 mo
Merit Capital Associates, INC.Broker
July 2000 - December 2000 · 5 mos
First Security Investments, INC.Broker
February 2000 - June 2000 · 4 mos
Madison Capital Markets CORP.Broker
July 1997 - September 1999 · 2 yrs 2 mos
Millennium Securities CORP.Broker
September 1996 - August 1997 · 11 mos
Investors Associates, INC.Broker
April 1996 - August 1996 · 4 mos
Commonwealth AssociatesBroker
April 1994 - September 1995 · 1 yr 5 mos
Charles Schwab & CO., INC.Broker
December 1993 - May 1994 · 5 mos
Meridian Associates, INC.Broker
August 1993 - December 1993 · 4 mos
Schneider Securities, INC.Broker
June 1993 - August 1993 · 2 mos
Princeton American Equities CorporationBroker
May 1991 - June 1993 · 2 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
January 1989 - March 1990 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1985 - April 1988 · 2 yrs 6 mos
State Registrations1 state
CO
Advisor
Exams
No exam information available for this advisor.
John Thomas Pineman - Financial Advisor | TrueAdvisor