DC
DC

Dennis Clark

28 Years of Experience
Broker

Dennis Clark is a registered investment advisor, based in Denver, CO, with 28 years of industry experience.

Location

1125 17th Street, Suite 2550, Denver, CO, 80202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dennis is an employee of CCM Partners, LP dba Shelton Capital Management, an affiliated registered investment adviser.

Employment History
Current Registrations
Rfs PartnersBroker
November 2012 - Present · 13 yrs 5 mos
Shelton Capital Management
April 2012 - Present · 14 yrs
Previous Registrations
Charles Schwab & CO., INC.Broker
February 1989 - March 2000 · 11 yrs 1 mo
Dean Witter Reynolds INC.Broker
September 1985 - January 1989 · 3 yrs 4 mos
State Registrations3 states
CACOOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Clark - Financial Advisor | TrueAdvisor