James Lathrop is a registered investment advisor at Dearborn Partners L.L.C., based in Chesterfield, MO, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 285 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dearborn Partners charges a percentage of your assets annually for investment management. The specific rate depends on the investment strategy and the amount of assets in your account, generally ranging from 0.25% to 1.00%.
Individual client accounts that use Janus Capital Management as a sub-advisor pay an additional 0.50% annual fee. Individual client accounts that use ARK Investment Management as a sub-advisor pay an additional 0.45% annual fee.
Location
Chesterfield, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James works as a wholesaler for Dearborn Partners, LLC, educating and advising financial advisors on their investment products since 2018. This activity takes nearly full-time.
Employment History
Current Registrations
Dearborn Partners L.L.C.
Quasar Distributors, LLC
Quasar Distributors, LLCBroker
Previous Registrations
Russell Investments
Russell Investments Financial Services, LLCBroker
Alliancebernstein Investment Research and Management, INC.Broker
Putnam Retail Management Limited PartnershipBroker
Van Kampen Merritt INC.Broker
First Investors CorporationBroker
State Registrations13 states
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