Timothy Smith
Timothy Smith is a CFP-designated registered investment advisor at Aurora Private Wealth, INC., based in Sarasota, FL, with 38 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,843 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aurora Private Wealth's fees for investment management are typically based on a percentage of the assets they manage, ranging from 0.25% to 2.95% per year. The specific fee is determined by the advisor, considering factors like the complexity of your situation, the amount you invest, and the portfolio style. The fee is charged quarterly or monthly in advance, based on the market value of your investments. Fixed fees may be charged for model portfolio management, as negotiated on a case-by-case basis.
Location
1680 Fruitville Road, Suite 302, Sarasota, FL, 34236
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Regulatory History (1)
Regulatory
January 2020Other Business ActivitiesSells Insurance
Timothy is involved in several outside business activities, including singing, theatrical productions, managing a foundation, and authoring books. He also serves as President for Comprehensive Capital Management, Inc., Aurora Insurance Services (selling insurance), and Aurora Private Wealth, INC., and is involved in ventures related to software and theatrical productions.
Employment History
Current Registrations
Aurora Private Wealth, INC.
Apw Capital, INC.Broker
Apw Capital, INC.
Previous Registrations
Comprehensive Capital Management, INC.
First Advisors Financial Group, LLC
Comprehensive Asset Management and Servicing, INC.
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
Summit Equities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.