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Craig M Wiener
Alden Capital
39 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Alden Capital
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
23 advisors
Number of Clients
3,147 clients
Average Client Portfolio
$459K average
Assets Under Management
$1.4B
Fee Structure
Minimum Investment:
$25K
Investment Management
Planning
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Location
Memphis, TN
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Criminal
October 1988
Final Disposition
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Alden Capital
March 2025 - Present · 11 mos
Alden Investment Group
March 2025 - Present · 11 mos
J. Alden Associates, INC.
Broker
March 2025 - Present · 11 mos
J. Alden Associates, INC.
March 2025 - Present · 11 mos
Previous Registrations
Realta Investment Advisors, INC
December 2018 - March 2025 · 6 yrs 3 mos
Realta Equities, INC.
Broker
December 2018 - March 2025 · 6 yrs 3 mos
B. Riley Wealth Management
Broker
January 2014 - December 2018 · 4 yrs 11 mos
B Riley Wealth Management
January 2014 - December 2018 · 4 yrs 11 mos
Aaron Capital Incorporated
May 2009 - January 2014 · 4 yrs 8 mos
Aaron Capital Incorporated
Broker
September 2008 - January 2014 · 5 yrs 4 mos
Aaron Capital, Incorporated
April 2008 - December 2008 · 8 mos
Wunderlich Securities, INC.
March 2004 - April 2008 · 4 yrs 1 mo
Wunderlich Securities, INC.
Broker
November 2000 - April 2008 · 7 yrs 5 mos
Painewebber Incorporated
Broker
June 1997 - December 2000 · 3 yrs 6 mos
Morgan Keegan & Company, INC.
Broker
November 1987 - June 1997 · 9 yrs 7 mos
The Stuart-James Company, INC.
Broker
December 1985 - November 1987 · 1 yr 11 mos
State Registrations
13 states
AL
AR
CA
FL
KY
LA
MD
MI
MS
NJ
OK
TN
TX
Advisor
Broker
Both
Exams
No exam information available for this advisor.