TrueAdvisor
TrueAdvisor
KC
KC

Kevin Douglas Clark

Heartland Advisors, INC.
38 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Heartland Advisors, INC.
Compensation
Fee-Only (AUM)
Firm Size
13 advisors
Number of Clients
88 clients
Average Client Portfolio
$21.4M average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $5.0M1.00%
$5.0M - $15.0M0.85%
$15M+0.85%

Fees negotiable above $15,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

790 N Water Street Suite 1200, Milwaukee, WI, 53202

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History

Regulatory History (1)
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Regulatory
January 2008
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kevin works full-time as a Senior Vice President/Equity Trading Investment Advisor at Heartland Advisors, dedicating nearly full-time hours to investment management. He also works full-time as a Registered Representative at ALPS Distributors, Inc., focusing on BD activities during trading hours.

Employment History
Current Registrations
Alps Distributors, INC.Broker
August 2007 - Present · 18 yrs 6 mos
Heartland Advisors, INC.
January 2002 - Present · 24 yrs 1 mo
Previous Registrations
Heartland Investor Services, LLCBroker
December 2001 - July 2007 · 5 yrs 7 mos
Heartland Advisors, INC.Broker
April 1993 - December 2001 · 8 yrs 8 mos
Dain Bosworth IncorporatedBroker
September 1987 - February 1993 · 5 yrs 5 mos
State Registrations1 state
WI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.