Douglas J Donnelly

The Institute

40 Years of Experience

4 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & Coaching

The Institute

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

18 advisors

Number of Clients

817 clients

Average Client Portfolio

$1.4M average

Assets Under Management

$1.2B

Fee Structure

Minimum Investment:$100K

Location

1203 3rd Avenue, Suite 5040, Seattle, WA, 98112

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

January 2015

Final

Regulatory

August 2013

Final

Employment Separation After Allegations

March 2013

Employment Separation After Allegations

March 2012

View Full SEC Report How to Read Disclosures

Other Business Activities

Douglas is a 25% partner in Passing Time Winery since 2012, involved in strategizing for a wine label, dedicating minimal time. He also has several passive private investments in real estate, a house and farm, and private equity.