David Price Ballantine

Payden & Rygel

31 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Payden & Rygel

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

476 clients

Average Client Portfolio

$317.1M average

Assets Under Management

$150.9B

Fee Structure

Financial Planning:Investment management only

Location

333 S. Grand Avenue, Los Angeles, CA, 90071

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Payden & Rygel

January 1996 - Present · 30 yrs 1 mo

Payden & Rygel DistributorsBroker

March 1994 - Present · 31 yrs 11 mos

Previous Registrations

First Jersey Securities, INC.Broker

August 1985 - October 1985 · 2 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.