Arthur Francis Sullivan

Advisors Asset Management, INC.

39 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Advisors Asset Management, INC.

Compensation

Fee-Only (AUM)

Firm Size

133 advisors

Number of Clients

1,867 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$2.0B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

28025 Ih-10 West, Boerne, TX, 78006

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Arthur is a committee member for the Hal Lynch Foundation, a scholarship foundation, since 2016, dedicating minimal time. He is also a board member for Boerne LeaderSteps, a non-profit organization, since 2017, dedicating minimal time.