TrueAdvisor
TrueAdvisor
DO
DO

Daniel Patrick O'halloran

Asset Strategies, INC
40 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingEstate PlanningInsurance PlanningTax PlanningHigh Net Worth
Asset Strategies, INC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
183 clients
Average Client Portfolio
$274K average
Assets Under Management
$50.2M

Fee Structure

Minimum Investment:$250K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.00%
$500K+0.75%

Fees are negotiable depending on various factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

4722 Main St., Lisle, IL, 60532

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is involved with Kando Partners Inc., Chicago Business Managers LLC, Chicago Capital Management Advisors LLC, and Upward Foundation. He is also affiliated with American Trust Insurance Group, Inc. and American Trust Investment Advisory Group, and sells fixed insurance products.

Employment History
Current Registrations
Asset Strategies, INC
August 2023 - Present · 2 yrs 6 mos
American Trust Investment Services Advisory, INC.
February 2019 - Present · 7 yrs
American Trust Investment Services, INC.Broker
January 2015 - Present · 11 yrs 1 mo
Chicago Capital Management Advisors, LLC
December 2004 - Present · 21 yrs 2 mos
Previous Registrations
Asset Strategies, INC
July 2023 - December 2024 · 1 yr 5 mos
American Trust Investment Services Advisory
February 2015 - April 2019 · 4 yrs 2 mos
Lasalle St. Investment Advisors, L.L.C.
January 2006 - December 2014 · 8 yrs 11 mos
Lasalle St Securities, L.L.C.Broker
November 2000 - December 2014 · 14 yrs 1 mo
Barron Chase Securities, INC.Broker
October 1990 - November 2000 · 10 yrs 1 mo
Vanderbilt Securities, INC.Broker
June 1990 - June 1992 · 2 yrs
B C Financial CorporationBroker
November 1988 - May 1990 · 1 yr 6 mos
Blinder, Robinson & CO., INC.Broker
July 1985 - November 1988 · 3 yrs 4 mos
State Registrations42 states
ALARAZCACOCTDCFLGAIDILINKSKYLAMAMDMEMIMNMONCNENJNMNVNYOHOKPAPRSCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.