What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Gary owns Hall Branch Ranch, a cattle ranch in Cayuga, TX, dedicating about 10-20% of his time to it. He is also a board member of Soaring Eagle Center, a non-profit charity in DeSoto, TX.