Mark Falter
Mark Falter is a registered investment advisor at Mid-American Wealth Advisory Group, based in Kansas City, MO, with 27 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 958 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $500K | 1.10% |
| $500K - $1000K | 1.00% |
| $1.0M - $2.0M | 0.95% |
| $2.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.80% |
| $5M+ | 0.70% |
Fees are paid monthly in advance and will generally not exceed 1.25% unless the scope, complexity, amount of time or expertise required warrant a higher fee.
Fee Estimator
Location
7505 NW Tiffany Springs Parkway, 4th Floor, Kansas City, MO, 64153
Get directionsHistory
Regulatory History (5)
Customer Dispute
September 2020Customer Dispute
March 2020Customer Dispute
September 2018Customer Dispute
May 2006Customer Dispute
May 2005Other Business ActivitiesSells Insurance
Mark is the president of Mid-American Wealth Advisory Group, which offers insurance and annuity sales and tax preparation, and is also an independent insurance agent. He also owns a drone flight company and a share cropping company, and spends about half his time on investment advisory services.
Employment History
Current Registrations
Mid-American Wealth Advisory Group
Previous Registrations
Mid-American Wealth Advisory Group
Sound Income Strategies, LLC
Investors Capital Advisory
Investors Capital Advisory
Eastern Point Advisors INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.