TrueAdvisor
TrueAdvisor
SB
SB

Scot Barringer

Chicago Capital Management Advisors, LLC
40 Years of Experience
11 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementTax PlanningEstate PlanningInsurance PlanningHigh Net Worth
Chicago Capital Management Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
560 clients
Average Client Portfolio
$218K average
Assets Under Management
$122.3M

Fee Structure

Minimum Investment:$50K

Location

Denver, CO

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History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Settled
Regulatory
May 2025
Pending
Regulatory
April 2025
Final
Customer Dispute
September 2024
Settled
Customer Dispute
April 2024
Settled
Customer Dispute
February 2023
Settled
Customer Dispute
October 2022
Settled
Customer Dispute
September 2022
Settled
Judgment / Lien
October 2015
Customer Dispute
October 2013
Settled
Regulatory
October 1992
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Scot owns TSP Watchdog, Watch Dog Enterprises, Inc., and Federal Employee Retirement Center since 2014, dedicating about 10-20% of his time to the first two and about a quarter of his time to the third. He also works with Forethought Financial, dedicating nearly full-time hours, and is a finance committee member at Sandhill Presbyterian Church, spending minimal time.

Employment History
Current Registrations
Chicago Capital Management Advisors, LLC
July 2020 - Present · 5 yrs 7 mos
Previous Registrations
American Trust Investment Services, INC.Broker
July 2020 - July 2025 · 5 yrs
Westpark Capital, INC.Broker
August 2016 - July 2020 · 3 yrs 11 mos
Westpark Capital, INC.
August 2016 - July 2020 · 3 yrs 11 mos
Applied Wealth Management, INC.
October 2011 - March 2017 · 5 yrs 5 mos
Newport Coast Asset Management
May 2009 - August 2016 · 7 yrs 3 mos
Newport Coast Securities, INC.Broker
May 2009 - August 2016 · 7 yrs 3 mos
Securities America, INC.Broker
July 2007 - May 2009 · 1 yr 10 mos
Brookstreet Capital Management
April 2004 - July 2007 · 3 yrs 3 mos
Brookstreet Securities CorporationBroker
June 1992 - July 2007 · 15 yrs 1 mo
Barringer Ryan Vance, INC.Broker
November 1988 - August 1992 · 3 yrs 9 mos
J K R & Company, INC.Broker
June 1988 - December 1988 · 6 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
July 1985 - June 1988 · 2 yrs 11 mos
State Registrations6 states
AZCACOINNCOR
Advisor
Exams
No exam information available for this advisor.