Alan Dean Schmidgall

Geneos Wealth Management, INC.

40 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

Geneos Wealth Management, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

238 advisors

Number of Clients

14,112 clients

Average Client Portfolio

$397K average

Assets Under Management

$5.6B

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Location

9917 E Bell Road, Suite #110, Scottsdale, AZ, 85260

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2016

Settled

Customer Dispute

July 2006

Settled

Customer Dispute

January 2003

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alan operates under the DBA Schooner Financial Associates and is an independent representative with various insurance carriers for fixed products only. He also owns 50% of AB Investment Capital LLC, a real estate holding company, dedicating minimal time to this venture.

Employment History

Current Registrations

Geneos Wealth Management, INC.

February 2005 - Present · 21 yrs

Geneos Wealth Management, INC.Broker

January 2005 - Present · 21 yrs 1 mo

Previous Registrations

Schooner Financial Associates

May 1999 - December 2010 · 11 yrs 7 mos

Fortis Investors, INC.Broker

October 1993 - December 1994 · 1 yr 2 mos

Royal Alliance Associates, INC.Broker

August 1993 - December 2004 · 11 yrs 4 mos

First Investors CorporationBroker

July 1985 - August 1993 · 8 yrs 1 mo

State Registrations23 states

AZCAFLHIIAIDILINKSMAMIMNMOMTNHNMNVORSDTXUTVAWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.