David Chin

CFP

Global Assets Advisory, LLC

21 Years of Experience

6 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Global Assets Advisory, LLC

Compensation

Fee-Only (AUM)

Firm Size

25 advisors

Number of Clients

1,376 clients

Average Client Portfolio

$246K average

Assets Under Management

$338.1M

Fee Structure

Minimum Investment:$50K

Location

14 Wall St. 20th Floor, New York City, NY, 10005

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History

Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

June 2010

Regulatory

May 2010

Final

Customer Dispute

October 2008

Settled

Customer Dispute

October 2008

Settled

Customer Dispute

August 2008

Closed-No Action

Customer Dispute

May 2008

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business Activities

David is an advisor with International Assets Investment Management LLC, an RIA affiliate, since 2010, dedicating about half his time. He also manages a rental property since 2017, requiring minimal time.