Tracie Southerland is a registered investment advisor at Opes Wealth Management, LLC, based in Menlo Park, CA, with 18 years of industry experience. Tracie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 386 clients with $660M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Opes Wealth Management offers three investment management programs with different fee structures:
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Opes Premier Services:
- 1.25% per year on the first $1 million of your portfolio
- 0.65% per year on the value between $1 million and $2 million
- 0.55% per year on the value between $2 million and $5 million
- 0.35% per year on the value over $5 million
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Opes Select Services:
- 1.0% per year on the first $1 million of your portfolio
- 0.6% per year on the value between $1 million and $2 million
- 0.5% per year on the value between $2 million and $5 million
- 0.3% per year on the value over $5 million
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Opes Access Services:
- 0.75% per year on the first $1 million of your portfolio
- 0.45% per year on the value between $1 million and $5 million
- 0.3% per year on the value over $5 million
Location
535 Middlefield Road, Suite 160, Menlo Park, CA, 94025
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tracie works as a mortgage advisor for Amerihome Mortgage, originating mortgages. This takes about half of her time and occurs during trading hours.
Employment History
Current Registrations
Opes Wealth Management, LLC
Previous Registrations
Opes Advisors, INC.
State Registrations1 state
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