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Steven Michael Stratton

38 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
800 clients
Average Client Portfolio
$219K average
Assets Under Management
$175.0M

Fee Structure

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Location

6710 W 121st St, Suite 200, Overland Park, KS, 66209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven is a sales representative for SNS Global, Inc, focusing on fixed insurance sales and services since 1984, taking nearly full-time hours. He is also involved with Upper Rogue Rotary for philanthropic community service and is a member/distributor for Legal Shield.

Employment History
Current Registrations
Cornerstone Securities LLC
February 2025 - Present · 1 yr
Previous Registrations
Cornerstone Securities LLC
November 2019 - December 2024 · 5 yrs 1 mo
Planmember Securities CorporationBroker
October 2017 - November 2019 · 2 yrs 1 mo
Planmember Securities Corporation
October 2017 - November 2019 · 2 yrs 1 mo
Cambridge Investment Research Advisors, INC.
June 2006 - November 2015 · 9 yrs 5 mos
Cambridge Investment Research, INC.Broker
June 2006 - November 2015 · 9 yrs 5 mos
Tower Square Securities, INC.
June 2004 - July 2006 · 2 yrs 1 mo
Tower Square Securities, INC.Broker
June 2004 - July 2006 · 2 yrs 1 mo
Integrated Financial & Insurance Services
February 2003 - September 2004 · 1 yr 7 mos
Ws Griffith Securities, INC.
February 2003 - June 2004 · 1 yr 4 mos
Ws Griffith Securities, INC.Broker
February 2003 - June 2004 · 1 yr 4 mos
Park Avenue Securities LLC
March 2001 - February 2003 · 1 yr 11 mos
Park Avenue Securities LLCBroker
May 1999 - February 2003 · 3 yrs 9 mos
MML Investors Services, INC.Broker
March 1996 - August 1996 · 5 mos
G. R. Phelps & CO., INC.Broker
February 1996 - March 1996 · 1 mo
Guardian Investor Services CorporationBroker
June 1995 - May 1999 · 3 yrs 11 mos
G. R. Phelps & CO., INC.Broker
September 1985 - June 1995 · 9 yrs 9 mos
State Registrations2 states
CAOR
Advisor
Exams
No exam information available for this advisor.
Steven Michael Stratton - Financial Advisor | TrueAdvisor