Lynda Kommel-Browne
Lynda Kommel-Browne is a CFA-designated registered investment advisor at Round Rock Advisors LLC, based in Wilton, CT, with 38 years of industry experience. Lynda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 698 clients with $810M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.3M | 1.25% |
| $1.3M - $2.5M | 0.90% |
| $2.5M - $3.8M | 0.80% |
| $3.8M - $5.0M | 0.70% |
| $5M+ | 0.50% |
For accounts with greater than $5,000,000 market value, the first $5,000,000 is charged 0.85% annually. Fees may be negotiable. Crystal Capital Signal Service is an additional 0.75% of assets managed in the service.
Fee Estimator
Location
187 Danbury Road, Suite 201, Wilton, CT, 06897
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lynda serves as a FINRA arbitrator, dedicating minimal time to resolving regulatory disputes. She also sells life insurance in an independent capacity, taking about 10-20% of her time.
Employment History
Current Registrations
Round Rock Advisors LLC
Previous Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Maybank Kim Eng Securities USA INC.Broker
Credit Agricole Indosuez Securities, INC.Broker
Abn Amro IncorporatedBroker
Abn Amro Asia INC.Broker
Smith Barney INC.Broker
Burns Fry INCBroker
Hoare Govett IncorporatedBroker
State Registrations1 state
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