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Mark Andrew Trewitt

Delta Investment Management, LLC
32 Years of Experience
16 DisclosuresSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Delta Investment Management, LLC
Compensation
Fee-Only (AUM)
Firm Size
24 advisors
Number of Clients
1,212 clients
Average Client Portfolio
$636K average
Assets Under Management
$770.8M

Fee Structure

Minimum Investment:$50K
Financial Planning:Included in AUM fee

Location

4324 Mapleshade Lane, Suite 131, Plano, TX, 75093

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History

Regulatory History (16)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2020
Settled
Customer Dispute
November 2019
Settled
Regulatory
June 2019
Final
Customer Dispute
October 2018
Settled
Customer Dispute
July 2018
Settled
Customer Dispute
June 2018
Settled
Customer Dispute
May 2018
Settled
Customer Dispute
April 2018
Settled
Customer Dispute
March 2018
Settled
Customer Dispute
August 2017
Settled
Customer Dispute
August 2017
Settled
Customer Dispute
June 2017
Settled
Customer Dispute
June 2017
Settled
Customer Dispute
February 2017
Settled
Customer Dispute
February 2017
Closed-No Action
Customer Dispute
September 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is the owner and managing partner of Insurance Funding Solutions, LLC, selling life/health insurance and annuities, dedicating about 10% of his time. He is also a managing member/partner of IFSG, Ltd., offering financial planning and consulting, and is involved in various marketing and consulting activities, including business brokerage and employee retention tax credits.

Employment History
Current Registrations
Delta Investment Management, LLC
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
Niagara International Capital LimitedBroker
April 2017 - June 2017 · 2 mos
Vfg Advisors, INC.
November 2010 - December 2018 · 8 yrs 1 mo
Vfg Securities, INC.Broker
November 2010 - November 2017 · 7 yrs
Madison Avenue Securities, INC.
March 2009 - November 2010 · 1 yr 8 mos
Madison Avenue Securities, INC.Broker
September 2006 - November 2010 · 4 yrs 2 mos
Madison Avenue Advisors, INC.
September 2006 - March 2009 · 2 yrs 6 mos
Kalos Management
May 2005 - September 2006 · 1 yr 4 mos
Kalos Capital, INC.Broker
October 2004 - September 2006 · 1 yr 11 mos
Ogilvie Security Advisors CorporationBroker
July 2002 - October 2004 · 2 yrs 3 mos
Ogilvie Security Advisors CORP
July 2002 - October 2004 · 2 yrs 3 mos
Walnut Street Advisers INC
April 2002 - July 2002 · 3 mos
Walnut Street Securities, INC.Broker
April 2001 - June 2002 · 1 yr 2 mos
Ogilvie Security Advisors CorporationBroker
November 1998 - April 2001 · 2 yrs 5 mos
Cadaret, Grant & CO., INC.Broker
January 1998 - October 1998 · 9 mos
Aig Equity Sales CORP.Broker
September 1997 - January 1998 · 4 mos
Sun Investment Services CompanyBroker
October 1992 - August 1997 · 4 yrs 10 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.