Christopher Mccarthy
Christopher Mccarthy is a registered investment advisor at Retirement Planning Group, LLC, based in Malta, NY, with 39 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,043 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees may be negotiable at the sole discretion of the Advisor. Relationships with multiple objectives, specific reporting requirements, portfolio restrictions and other complexities may be charged a higher fee.
Fee Estimator
Location
2691 State Route 9, Malta, NY, 12020
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is the owner of a fixed insurance sales business since 1985, dedicating about 10-40% of his time to selling fixed insurance and annuity products. He is also dually registered with Retirement Planning Group, LLC and Purshe Kaplan Sterling Investments, spending about half of his time as an investment advisor representative and the other half as a registered representative.
Employment History
Current Registrations
Retirement Planning Group, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Hazard & Siegel Advisory Services LLC
Hazard & Siegel, INC.Broker
Gwn Securities INC.Broker
Wall Street Financial Group, INC.Broker
Guardian Investor Services CorporationBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.