Carolyn Matthes is a registered investment advisor at Compass Wealth Management LLC, based in Guilford, CT, with 38 years of industry experience. Carolyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 375 clients with $680M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.00% |
| $1.0M - $5.0M | 0.80% |
| $5.0M - $20.0M | 0.70% |
| $20.0M - $50.0M | 0.60% |
| $50M+ | 0.50% |
All fees are negotiable.
Fee Estimator
Location
10 Water St., Guilford, CT, 06437
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carolyn works as a registered investment advisor at Compass Asset Management LLC, dedicating nearly all of her time to this role. She also serves as President of Sachem Head Assn, spending minimal time per month on this activity.
Employment History
Current Registrations
Compass Wealth Management LLC
Previous Registrations
Westport Resources Investment Services, INC.Broker
Painewebber IncorporatedBroker
Dean Witter Reynolds INC.Broker
Prudential-Bache Securities INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations1 state
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